Amy is the Compliance and Operations Manager for Guaranty Wealth Advisory. In her role, she is responsible for ensuring that we comply with all applicable securities laws and regulations and that we go above and beyond in serving our clients by developing and improving company policies and standards that outline ethical and efficient procedures.
She has over 10 years of experience in the securities industry and is a Certified Fraud Examiner, CFE. Her hands-on experience as a registered representative with a broker dealer, broker dealer home office Compliance and her role with the Mississippi Secretary of State’s Securities Division in Investigations and Examinations brings a unique skill set to our team.
A Jackson native, Amy attended the University of Mississippi and earned a B.A. in Journalism. She now lives in Cleveland, MS and is a member of Calvary Episcopal Church. In her spare time, Amy enjoys traveling, gardening, spoiling her much-loved pets and spending time with friends and family.